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Detailed Report
NATHAN GERRELL CHAPMAN
CRD#: 3128787
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 100 CRESCENT CT
STE 1000
DALLAS, TX 75201
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 100 CRESCENT CT
STE 1000
DALLAS, TX 75201
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2019 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2019 (5 years)
License(s)

State Registrations

B
New Jersey 1/15/2019
IA
Texas 2/15/2019
B
Texas 1/15/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
100 CRESCENT CT STE 1000, DALLAS, TX 75201
Registered with this firm since 2/15/2019
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
100 CRESCENT CT STE 1000, DALLAS, TX 75201
Heath, TX
Registered with this firm since 1/15/2019
Previous Registration(s)
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B
 04/03/2013 - 01/08/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
 10/14/2011 - 02/27/2013 ALLIANCEBERNSTEIN L.P. (CRD#:108477) DALLAS, TX
B
 09/30/2011 - 02/27/2013 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.