• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL ANTHONY SMITH
MICHAEL SMITH, MIKE SMITH
CRD#: 3128757
IA
Investment Adviser
AVIDIAN WEALTH SOLUTIONSCRD#: 127186 800 TOWN & COUNTRY BLVD
STE 410 AND STE 220
HOUSTON, TX 77024
Registration History
200420062008201020122014201620182020202220242026IAAVIDIAN WEALTH SOLUTIONS (CRD# 127186)2003 - Present (21 years)IAWUNDERLICH SECURITIES, INC. (CRD# 2543)2003 - 2008 (5 years)
Disclosure(s)
View By:
2/7/2024
Criminal
Pending Charge
9/24/2018
Customer Dispute
Settled
License(s)

State Registrations

IA
Texas 6/17/2003

Current Registration(s)
IA
AVIDIAN WEALTH SOLUTIONS (CRD#:127186)
800 TOWN & COUNTRY BLVD STE 410 AND STE 220, HOUSTON, TX 77024
Registered with this firm since 6/17/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/06/2003 - 04/17/2008 WUNDERLICH SECURITIES, INC. (CRD#:2543) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.