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Detailed Report
JEBBER JAKE COZZI
CRD#: 3128722
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5250 North Palm Avenue
Suite 321
Fresno, CA 93704
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2007 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2007 (8 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
New York 8/16/2013
B
California 6/1/2009
B
North Carolina 6/1/2009
IA
California 6/1/2009
B
Ohio 8/21/2022
B
Colorado 6/1/2009
B
Oregon 9/24/2009
B
Florida 6/1/2009
B
Pennsylvania 9/19/2014
B
Georgia 6/1/2009
B
Tennessee 5/20/2021
B
Idaho 2/20/2014
B
Texas 6/1/2009
B
Louisiana 11/27/2019
IA
Texas 6/1/2009
B
Montana 8/12/2021
B
Washington 6/1/2009
B
Nevada 9/17/2019
B
West Virginia 8/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5250 North Palm Avenue Suite 321, Fresno, CA 93704
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
5250 North Palm Avenue Suite 321, Fresno, CA 93704
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 09/21/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FRESNO, CA
B
 09/21/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FRESNO, CA
IA
 01/22/1999 - 10/04/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FRESNO, CA
B
 12/03/1998 - 10/04/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FRESNO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.