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DEAN ALLAN FOLIAS
CRD#: 3128644
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Investment Adviser
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Broker
BMO ASSET MANAGEMENT CORP.CRD#: 106466 320 S. CANAL STREET
12TH FLOOR
CHICAGO, IL 60606
BMO NESBITT BURNS SECURITIES LTD.CRD#: 44057 320 S. Canal St.
Chicago, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2018 (7 years)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BBMO INVESTMENT DISTRIBUTORS, LLC (CRD# 146711)2018 - 2019 (1 year)BHOWE BARNES HOEFER & ARNETT, INC. (CRD# 2240)2005 - 2013 (8 years)BSECURITIES AMERICA, INC. (CRD# 10205)2000 - 2005 (5 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2000 (<1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1999 - 1999 (<1 year)IABMO ASSET MANAGEMENT CORP. (CRD# 106466)2018 - 2020 (2 years)IAHOWE BARNES CAPITAL MANAGEMENT... (CRD# 110715)2008 - 2011 (3 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2004 - 2005 (1 year)
License(s)

State Registrations

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Illinois 2/1/2021

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Illinois 7/1/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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BMO NESBITT BURNS SECURITIES LTD. (CRD#:44057)
320 S. Canal St., Chicago, IL 60606
Registered with this firm since 7/1/2021

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BMO ASSET MANAGEMENT CORP. (CRD#:106466)
320 S. CANAL STREET 12TH FLOOR, CHICAGO, IL 60606
Registered with this firm since 2/1/2021

Previous Registration(s)
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11/18/2019 - 08/27/2021 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
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11/18/2019 - 08/02/2021 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) CHICAGO, IL
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05/18/2018 - 12/31/2020 BMO ASSET MANAGEMENT CORP. (CRD#:106466) CHICAGO, IL
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05/18/2018 - 11/18/2019 BMO INVESTMENT DISTRIBUTORS, LLC (CRD#:146711) CHICAGO, IL
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04/01/2011 - 04/25/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHICAGO, IL
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04/01/2011 - 04/25/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHICAGO, IL
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06/27/2005 - 09/16/2013 HOWE BARNES HOEFER & ARNETT, INC. (CRD#:2240) CHICAGO, IL
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12/11/2008 - 12/31/2011 HOWE BARNES CAPITAL MANAGEMENT, INC. (CRD#:110715) CHICAGO, IL
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01/15/2004 - 07/06/2005 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CHICAGO, IL
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04/28/2000 - 07/06/2005 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
10/01/1999 - 05/17/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
02/09/1999 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
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Disclosures
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