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Detailed Report
MIKE STEPHEN PANSON
MICHAEL STEPHEN PANSON
CRD#: 3128458
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WASHINGTON, UT
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 WASHINGTON, UT
Registration History
199820002002200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1998 - Present (26 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2005 - 2018 (12 years)
License(s)

State Registrations

B
Alabama 11/30/2020
B
Nevada 3/6/2000
B
Alaska 11/30/2020
IA
Nevada 9/16/2024
B
Arizona 3/6/2000
B
New Hampshire 11/30/2020
B
Arkansas 11/30/2020
B
New Jersey 10/9/2020
B
California 10/28/1998
B
New Mexico 11/30/2020
B
Colorado 8/8/2020
B
New York 10/9/2020
B
Connecticut 10/9/2020
B
North Carolina 4/23/2020
B
Delaware 11/30/2020
B
North Dakota 11/30/2020
B
District of Columbia 10/9/2020
B
Ohio 10/12/2020
B
Florida 8/21/2017
B
Oklahoma 11/30/2020
B
Georgia 9/29/2015
B
Oregon 3/3/2000
B
Hawaii 11/30/2020
B
Pennsylvania 10/9/2020
B
Idaho 3/6/2000
B
Puerto Rico 1/3/2020
B
Illinois 10/9/2020
B
Rhode Island 11/30/2020
B
Indiana 10/9/2020
B
South Carolina 11/30/2020
B
Iowa 11/30/2020
B
South Dakota 11/30/2020
B
Kansas 11/30/2020
B
Tennessee 11/30/2020
B
Kentucky 11/30/2020
B
Texas 2/4/2014
B
Louisiana 11/30/2020
IA
Texas 7/13/2018
B
Maine 11/30/2020
IA
Utah 10/14/2020
B
Maryland 10/9/2020
B
Utah 11/30/2020
B
Massachusetts 10/9/2020
B
Vermont 11/30/2020
B
Michigan 4/23/2020
B
Virgin Islands 1/3/2020
B
Minnesota 10/9/2020
B
Virginia 8/8/2020
B
Mississippi 8/21/2017
B
Washington 3/3/2000
B
Missouri 11/30/2020
B
West Virginia 11/30/2020
B
Montana 12/8/2014
B
Wisconsin 11/30/2020
B
Nebraska 11/30/2020
B
Wyoming 11/30/2020

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WASHINGTON, UT
2225 VILLAGE WALK DRIVE SHOPS AT GREEN VALLEY RANCH STE, HENDERSON, NV 89052
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
WASHINGTON, UT
Registered with this firm since 10/19/1998
Previous Registration(s)
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IA
 08/02/2005 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) TIGARD, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.