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Detailed Report
GREG MICHAEL PAPANTONIO
GREG PAPANTONIO
CRD#: 3128060
IA
Investment Adviser
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Previous Broker
PLANPILOTCRD#: 160319 Denver, CO
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2023 (16 years)IAPLANPILOT (CRD# 160319)2024 - Present (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2003 - 2007 (3 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2002 (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2001 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1999 - 2000 (1 year)BFORTIS INVESTORS, INC. (CRD# 421)1998 - 1998 (<1 year)
License(s)

State Registrations

IA
Colorado 7/1/2024
IA
Texas 7/1/2024
Current Registration(s)
IA
PLANPILOT (CRD#:160319)
Denver, CO
Registered with this firm since 7/1/2024
Previous Registration(s)
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IA
 03/12/2007 - 08/02/2023 ADVICE AND PLANNING SERVICES (CRD#:20472) DENVER, CO
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 02/09/2007 - 08/02/2023 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
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 10/06/2003 - 01/23/2007 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BROOMFIELD, CO
B
 08/08/2001 - 04/29/2002 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
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 02/18/2000 - 08/09/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
 07/28/1999 - 08/23/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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 10/14/1998 - 11/03/1998 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.