Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Alexander Joel Johnston
ALEX JOHNSTON
CRD#: 3126758
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 126 SOUTH WASHINGTON
ALBERT LEA, MN 56007
Registration History
199820002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2013 - Present (11 years)BEDWARD JONES (CRD# 250)1998 - Present (26 years)
License(s)

State Registrations

B
Alaska 7/8/2021
B
Nevada 2/5/2024
B
Arizona 1/5/1999
B
New Hampshire 5/3/2021
B
Arkansas 8/14/2013
B
New Mexico 12/7/2011
B
California 1/4/1999
B
New York 2/11/2010
B
Colorado 1/4/1999
B
North Carolina 11/19/2012
B
Florida 1/5/1999
B
North Dakota 6/30/2014
B
Georgia 7/17/2024
B
Oregon 6/15/2015
B
Illinois 6/14/1999
B
South Carolina 11/14/2016
B
Iowa 1/7/1999
B
South Dakota 1/13/1999
B
Kansas 11/30/2001
B
Tennessee 5/5/2023
B
Massachusetts 11/23/2015
B
Texas 1/7/1999
B
Michigan 5/17/2001
IA
Texas 8/21/2014
B
Minnesota 12/7/1998
B
Virginia 2/17/1999
IA
Minnesota 12/10/2013
B
Washington 9/9/2005
B
Missouri 1/4/1999
B
Wisconsin 1/6/1999
B
Nebraska 2/10/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
126 SOUTH WASHINGTON, ALBERT LEA, MN 56007
Alexandria, MN
Registered with this firm since 12/10/2013
B
EDWARD JONES (CRD#:250)
126 SOUTH WASHINGTON, ALBERT LEA, MN 56007
Alexandria, MN
Registered with this firm since 11/3/1998
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.