• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTY LYNN MCCARTHY
CHRISTY LYNN HAWKINS, CHRISTY LYNN MCCARTY
CRD#: 3126621
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
199820002002200420062008201020122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - Present (21 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2001 - Present (24 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)2001 - 2001 (<1 year)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1999 - 2000 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2003 (<1 year)
Disclosure(s)
View By:
4/20/1997
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 4/6/2016

B
Montana 4/1/2016

B
Alaska 4/1/2016

B
Nebraska 4/1/2016

B
Arizona 4/22/2016

B
Nevada 4/11/2016

B
Arkansas 4/1/2016

B
New Hampshire 4/1/2016

B
California 4/4/2016

B
New Jersey 4/15/2016

B
Colorado 4/1/2016

B
New Mexico 4/1/2016

B
Connecticut 4/1/2016

B
New York 4/11/2016

B
Delaware 4/4/2016

B
North Carolina 4/5/2016

B
District of Columbia 4/1/2016

B
North Dakota 4/1/2016

B
Florida 4/5/2016

B
Ohio 4/1/2016

B
Georgia 4/1/2016

B
Oklahoma 4/4/2016

B
Hawaii 4/1/2016

B
Oregon 4/4/2016

B
Idaho 4/1/2016

B
Rhode Island 4/1/2016

B
Illinois 4/1/2016

B
South Carolina 4/5/2016

B
Indiana 4/1/2016

B
South Dakota 4/7/2016

B
Iowa 4/7/2016

B
Tennessee 4/7/2016

B
Kansas 4/8/2016

B
Texas 1/9/2001

B
Kentucky 4/6/2016

IA
Texas 6/23/2003

B
Louisiana 4/1/2016

B
Utah 4/1/2016

B
Maine 4/4/2016

B
Vermont 4/4/2016

B
Maryland 4/1/2016

B
Virginia 4/1/2016

B
Massachusetts 4/4/2016

B
Washington 4/13/2016

B
Michigan 4/5/2016

B
West Virginia 4/4/2016

B
Minnesota 4/4/2016

B
Wisconsin 4/6/2016

B
Mississippi 4/6/2016

B
Wyoming 4/1/2016

B
Missouri 4/5/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 6/20/2003

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 1/9/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/18/2003 - 06/18/2003 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
01/09/2001 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
08/20/1999 - 11/22/2000 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.