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ERICK ALBERTO MONTIEL
CRD#: 3126537
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 12671 HIGH BLUFF DR
STE 200
SAN DIEGO, CA 92130
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2015 - 2022 (7 years)BSUNAMERICA CAPITAL SERVICES, INC. (CRD# 13158)2011 - 2013 (2 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2008 - 2011 (2 years)BPRUDENTIAL ANNUITIES DISTRIBUT... (CRD# 21570)2007 - 2008 (1 year)BAXA DISTRIBUTORS, LLC (CRD# 25900)2002 - 2007 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2000 (1 year)IAMORGAN STANLEY (CRD# 149777)2018 - 2022 (3 years)
License(s)

State Registrations

B
California 9/6/2022

IA
California 9/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 9/6/2022

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INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 9/6/2022

Previous Registration(s)
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IA
10/25/2018 - 06/14/2022 MORGAN STANLEY (CRD#:149777) Irvine, CA
B
06/15/2015 - 06/14/2022 MORGAN STANLEY (CRD#:149777) Irvine, CA
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07/06/2011 - 10/23/2013 SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
B
12/11/2008 - 07/29/2011 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
03/26/2007 - 12/02/2008 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) SHELTON, CT
B
01/21/2002 - 03/12/2007 AXA DISTRIBUTORS, LLC (CRD#:25900) CHARLOTTE, NC
B
10/20/1998 - 09/11/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.