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Detailed Report
Hervey F Blalock
HERVEY FRANCIS BLALOCK III, HF BLALOCK III
CRD#: 3126423
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3424 PEACHTREE ROAD NE
FLOOR 17 & 18
ATLANTA, GA 30326
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1998 - 2005 (6 years)BJ.C. BRADFORD & CO. (CRD# 1287)2000 - 2000 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 5/16/2005
B
Nebraska 3/2/2011
B
Alaska 1/11/2013
B
Nevada 3/8/2007
B
Arizona 3/8/2007
B
New Hampshire 3/8/2007
B
Arkansas 2/9/2011
B
New Jersey 5/16/2005
B
California 10/24/2006
B
New Mexico 3/8/2007
B
Colorado 5/23/2006
B
New York 5/16/2005
B
Connecticut 3/8/2007
B
North Carolina 3/8/2007
B
Delaware 3/16/2011
IA
North Carolina 1/22/2015
B
District of Columbia 4/20/2009
B
North Dakota 1/11/2013
B
Florida 5/16/2005
B
Ohio 12/1/2009
B
Georgia 5/16/2005
IA
Ohio 1/20/2015
IA
Georgia 10/19/2005
B
Oklahoma 3/16/2011
B
Hawaii 12/1/2009
B
Oregon 5/9/2007
B
Idaho 9/6/2007
B
Pennsylvania 3/8/2007
B
Illinois 3/8/2007
B
Puerto Rico 1/11/2013
B
Indiana 6/28/2010
B
Rhode Island 3/2/2011
B
Iowa 12/1/2009
B
South Carolina 5/16/2005
B
Kansas 3/16/2011
B
South Dakota 3/16/2011
B
Kentucky 3/8/2007
B
Tennessee 3/8/2007
B
Louisiana 3/2/2011
B
Texas 10/24/2006
IA
Louisiana 3/30/2015
IA
Texas 1/20/2015
B
Maine 12/1/2009
B
Utah 3/16/2011
B
Maryland 1/14/2008
B
Vermont 1/11/2013
B
Massachusetts 4/20/2009
B
Virgin Islands 1/11/2013
B
Michigan 3/8/2007
B
Virginia 1/14/2008
B
Minnesota 3/8/2007
B
Washington 4/20/2009
B
Mississippi 12/8/2010
B
West Virginia 3/16/2011
B
Missouri 12/1/2009
B
Wisconsin 1/14/2008
B
Montana 3/16/2011
B
Wyoming 3/16/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3424 PEACHTREE ROAD NE FLOOR 17 & 18, ATLANTA, GA 30326
Registered with this firm since 10/19/2005
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3424 PEACHTREE ROAD NE FLOOR 17 & 18, ATLANTA, GA 30326
Registered with this firm since 5/16/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/17/2003 - 05/27/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
 11/10/1998 - 05/27/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 06/09/2000 - 07/18/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.