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CECILIA BEACH BROWN
CECILIA CATHERINE BEACH, CECILIA CATHERINE BROWN, CECILIA B COX, CECILIA BEACH COX
CRD#: 3126183
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 Clock Tower Place 1410 Forest Drive
Suite 28
Annapolis, MD 21401
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2006 (7 years)2 FIRMS2006 - 2024 (18 years)2 FIRMS2024 - Present (<1 year)IAINDEPENDENT ADVISERS GROUP CORP (CRD# 106684)2006 - 2011 (5 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1999 - 2006 (6 years)
Disclosure(s)
View By:
4/9/2002
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 5/17/2024

B
Michigan 5/16/2024

B
California 5/16/2024

B
Montana 5/16/2024

B
Delaware 5/16/2024

B
New Mexico 5/16/2024

B
District of Columbia 5/16/2024

B
New York 11/6/2024

B
Florida 5/16/2024

B
North Carolina 5/16/2024

B
Illinois 5/16/2024

B
Pennsylvania 5/16/2024

B
Indiana 5/16/2024

B
South Carolina 5/16/2024

B
Kentucky 12/17/2024

B
Vermont 5/16/2024

B
Maryland 5/16/2024

B
Virginia 5/16/2024

IA
Maryland 5/16/2024

B
Washington 5/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
Clock Tower Place 1410 Forest Drive Suite 28, Annapolis, MD 21401
1410 FOREST DRIVE STE 28, ANNAPOLIS, MD 21403
Registered with this firm since 5/16/2024

B
LPL FINANCIAL LLC (CRD#:6413)
Clock Tower Place 1410 Forest Drive Suite 28, Annapolis, MD 21401
1410 FOREST DRIVE STE 28, ANNAPOLIS, MD 21403
Registered with this firm since 5/16/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/04/2006 - 05/16/2024 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ANNAPOLIS, MD
B
01/04/2006 - 05/16/2024 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ANNAPOLIS, MD
IA
02/14/2006 - 10/20/2011 INDEPENDENT ADVISERS GROUP CORP (CRD#:106684) COLUMBIA, MD
IA
02/08/1999 - 01/04/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ANNAPOLIS, MD
B
12/14/1998 - 01/04/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
12/14/1998 - 01/04/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.