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Detailed Report
APRIL MARIE GHORY
CRD#: 3125683
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 800 East 96th Street
Suite 400
Indianapolis, IN 46240
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 2/20/2019
B
Alaska 4/29/2022
B
Nevada 2/20/2019
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 2/20/2019
B
New Jersey 8/26/2021
B
California 6/1/2009
B
New Mexico 2/20/2019
IA
California 7/1/2014
B
New York 6/1/2009
B
Colorado 8/26/2021
B
North Carolina 2/20/2019
B
Connecticut 5/11/2022
B
North Dakota 2/20/2019
B
Delaware 5/11/2022
B
Ohio 11/20/2017
B
District of Columbia 5/11/2022
IA
Ohio 12/5/2017
B
Florida 11/20/2017
B
Oklahoma 5/25/2022
B
Georgia 11/20/2017
B
Oregon 5/25/2022
B
Hawaii 5/25/2022
B
Pennsylvania 11/20/2017
B
Idaho 5/25/2022
B
Puerto Rico 2/20/2019
B
Illinois 11/20/2017
B
Rhode Island 2/20/2019
B
Indiana 2/20/2019
B
South Carolina 2/20/2019
IA
Indiana 8/5/2021
B
South Dakota 2/20/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 2/20/2019
B
Kentucky 11/20/2017
IA
Texas 4/2/2020
B
Louisiana 5/25/2022
B
Utah 4/14/2011
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 2/20/2019
B
Minnesota 2/20/2019
B
West Virginia 5/25/2022
B
Mississippi 2/20/2019
B
Wisconsin 2/20/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 11/18/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
B
 02/15/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CENTERVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.