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AS TO NOT INCUR ANY FURTHER LEGAL COSTS DEFENDING HIMSELF AND JAMES A. COLLEY, INC. AGAINST THE ALLEGATIONS MADE IN THE ADMINISTRATIVE COMPLAINT, MR. COLLEY CONSENTED TO THE FINDINGS BY THE FLORIDA OFFICE OF FINANCIAL REGULATION, WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, AND SETTLED WITH AN ADMINISTRATIVE FINE OF $4,000. THE FINE HAS BEEN PAID PURSUANT TO THE TERMS OF THE STIPULATION AND CONSENT AGREEMENT. NO FURTHER ACTION HAS BEEN TAKEN BY THE FLORIDA OFFICE OF FINANCIAL REGULATION AND JAMES A. COLLEY, INC. IS OPERATING IN GOOD STANDING.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.