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JAMES ARTHUR COLLEY
CRD#: 3125013
IA
Investment Adviser
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Previous Broker
JAMES A. COLLEY, INC.CRD#: 141794 505 W. INTERLAKE BLVD.
LAKE PLACID, FL 33852
Registration History
199820002002200420062008201020122014201620182020202220242026IAJAMES A. COLLEY, INC. (CRD# 141794)2002 - Present (22 years)BINVESTACORP, INC. (CRD# 7684)2000 - 2002 (1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1998 - 2000 (1 year)IAD/B/A:COLLEY FINANCIAL SERVICES (CRD# 141794)2002 - 2008 (6 years)
Disclosure(s)
View By:
5/1/2018
Regulatory
Final
License(s)

State Registrations

IA
Florida 5/8/2002

Current Registration(s)
IA
JAMES A. COLLEY, INC. (CRD#:141794)
505 W. INTERLAKE BLVD., LAKE PLACID, FL 33852
Registered with this firm since 5/8/2002

Previous Registration(s)
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IA
05/08/2002 - 12/31/2008 D/B/A:COLLEY FINANCIAL SERVICES (CRD#:141794) LAKE PLACID, FL
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11/06/2000 - 05/22/2002 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
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12/21/1998 - 11/13/2000 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.