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Detailed Report
SEAN ALLEN ORICK
CRD#: 3124756
IA
Investment Adviser
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Previous Broker
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 111 Second Avenue N.E.
Suite 204
Saint Petersbug, FL 33701
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2014 - 2017 (2 years)IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2017 - Present (8 years)BTRIAD ADVISORS LLC (CRD# 25803)2017 - 2019 (2 years)BFINANCIAL TELESIS INC (CRD# 31012)2013 - 2014 (<1 year)BSECURITIES RESEARCH, INC. (CRD# 6516)2001 - 2013 (12 years)IASECURITIES RESEARCH, INC (CRD# 6516)2002 - 2013 (11 years)IAASSET ADVISORS OF AMERICA, LLC (CRD# 146566)2008 - 2013 (5 years)
Disclosure(s)
View By:
12/5/1996
Criminal
Final Disposition
License(s)

State Registrations

IA
Florida 3/23/2017
Current Registration(s)
IA
ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766)
111 Second Avenue N.E. Suite 204, Saint Petersbug, FL 33701
Registered with this firm since 3/23/2017
Previous Registration(s)
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 03/07/2017 - 12/04/2019 TRIAD ADVISORS LLC (CRD#:25803) St. Petersburg, FL
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 01/07/2014 - 03/17/2017 ADVISEME NATIONAL ADVISORS (CRD#:141129) Ft. Lauderdale, FL
IA
 07/31/2014 - 03/07/2017 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Ft. Lauderdale, FL
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 07/24/2014 - 03/07/2017 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Ft. Lauderdale, FL
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 12/09/2013 - 07/21/2014 FINANCIAL TELESIS INC (CRD#:31012) TAMPA, FL
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 10/02/2002 - 12/10/2013 SECURITIES RESEARCH, INC (CRD#:6516) VERO BEACH, FL
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 01/08/2001 - 12/10/2013 SECURITIES RESEARCH, INC. (CRD#:6516) VERO BEACH, FL
IA
 06/20/2008 - 12/03/2013 ASSET ADVISORS OF AMERICA, LLC (CRD#:146566) LONGWOOD, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.