Individual Firm
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Jaime Lyn Corcoran
JAIME LYN CORCORAN, JAIME LYN DEYOUNG
CRD#: 3123788
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 17335 Golf Parkway
Suite 525
Brookfield, WI 53045
Suite 525
Brookfield, WI 53045
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Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 12/5/2019
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Michigan 12/5/2019
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Arizona 11/27/2019
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Minnesota 12/5/2019
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Arkansas 12/5/2019
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Missouri 3/20/2024
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California 12/5/2019
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Nevada 12/5/2019
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Colorado 12/5/2019
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New York 12/5/2019
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Florida 12/5/2019
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North Carolina 12/5/2019
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Georgia 12/5/2019
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South Carolina 12/5/2019
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Hawaii 7/8/2020
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Tennessee 8/24/2023
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Idaho 12/5/2019
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Texas 12/5/2019
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Illinois 12/4/2019
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Vermont 9/7/2023
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Indiana 12/5/2019
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Virginia 12/5/2019
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Louisiana 12/5/2019
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Washington 12/5/2019
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Maryland 12/5/2019
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Wisconsin 11/15/2019
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Massachusetts 12/5/2019
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Wisconsin 11/15/2019
SRO Registrations
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Registered with this firm since 11/15/2019
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Registered with this firm since 11/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2017 - 11/06/2019 | Waukesha, WI | |
B | 06/23/2017 - 11/06/2019 | Waukesha, WI | |
IA | 07/12/2007 - 07/05/2017 | BROOKFIELD, WI | |
B | 07/12/2007 - 07/05/2017 | BROOKFIELD, WI | |
B | 01/09/2001 - 07/24/2007 | WAUKESHA, WI | |
B | 05/22/2000 - 01/26/2001 | WEEHAWKEN, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.