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ADAM JOSEPH RUEDIG
CRD#: 3123763
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 11 S. Main Street
Suite 300
CONCORD, NH 03301
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 4/7/2021

B
New Jersey 7/8/2009

B
Arizona 10/5/2009

B
New Mexico 1/13/2016

B
California 10/5/2009

B
New York 10/5/2009

B
Colorado 10/5/2009

B
North Carolina 10/5/2009

B
Connecticut 12/14/2009

B
Oregon 6/7/2018

B
District of Columbia 10/13/2022

B
Pennsylvania 10/5/2009

B
Florida 10/5/2009

B
Rhode Island 10/5/2009

B
Illinois 10/5/2009

B
Tennessee 10/5/2009

B
Kansas 12/21/2017

B
Texas 3/23/2011

B
Maine 10/5/2009

IA
Texas 10/10/2012

B
Massachusetts 7/30/2009

B
Vermont 10/5/2009

B
Minnesota 10/5/2009

B
Virginia 10/5/2009

B
Missouri 6/22/2017

B
Washington 6/22/2017

B
Montana 10/29/2012

B
Wisconsin 5/30/2013

B
New Hampshire 9/10/2009

B
Wyoming 8/3/2016

IA
New Hampshire 9/10/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11 S. Main Street Suite 300, CONCORD, NH 03301
Portsmouth, NH
Registered with this firm since 9/10/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11 S. Main Street Suite 300, CONCORD, NH 03301
Portsmouth, NH
Registered with this firm since 7/8/2009

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.