Individual Firm
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TODD MICHAEL FISCHER
CRD#: 3122170
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 173 ELM STREET
MS: NH477
MILFORD, NH 03055
MS: NH477
MILFORD, NH 03055
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10/25/2017
Customer Dispute
Denied
3/20/2017
Customer Dispute
Denied
9/8/2010
Customer Dispute
Closed-No Action
4/15/2009
Customer Dispute
Denied
11/19/2008
Customer Dispute
Denied
2/24/2006
Customer Dispute
Denied
2/15/2006
Customer Dispute
Denied
12/23/2005
Customer Dispute
Denied
State Registrations
B
Connecticut 1/14/2020
B
New Hampshire 7/30/2013
IA
Connecticut 1/14/2020
IA
New Hampshire 7/30/2013
B
Florida 1/15/2020
B
Ohio 2/6/2024
IA
Florida 1/16/2020
IA
Ohio 2/6/2024
B
Georgia 1/15/2020
B
Pennsylvania 8/19/2021
B
Kentucky 1/15/2020
IA
Pennsylvania 8/19/2021
IA
Kentucky 1/15/2020
B
South Carolina 1/15/2020
B
Maine 1/15/2020
IA
South Carolina 1/15/2020
IA
Maine 1/15/2020
B
Tennessee 5/11/2023
B
Maryland 1/18/2024
B
Vermont 1/15/2020
IA
Maryland 1/18/2024
IA
Vermont 1/16/2020
B
Massachusetts 1/15/2020
B
Virginia 1/15/2020
B
Michigan 1/15/2020
IA
Virginia 1/15/2020
IA
Michigan 1/15/2020
SRO Registrations
B
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IA
Registered with this firm since 7/30/2013
B
Registered with this firm since 7/30/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2012 - 07/26/2013 | BEDFORD, NH | |
B | 07/19/2012 - 07/26/2013 | BEDFORD, NH | |
IA | 02/04/2009 - 06/21/2012 | GOFFSTOWN, NH | |
B | 02/04/2009 - 06/21/2012 | GOFFSTOWN, NH | |
IA | 10/14/2005 - 02/06/2009 | BEDFORD, NH | |
B | 03/16/2000 - 02/06/2009 | BEDFORD, NH | |
B | 05/25/1999 - 02/01/2000 | NEW YORK, NY | |
B | 04/12/1999 - 05/12/1999 | ST. PAUL, MN | |
B | 10/15/1998 - 03/24/1999 | BOSTON, MA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.