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DOUGLAS MICHAEL CLARK
CRD#: 3121591
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Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 201 WEST BIG BEAVER ROAD
SUITE 950
TROY, MI 48084
Registration History
20062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2015 - 2016 (1 year)IATHE MUTUAL FUND STORE (CRD# 141810)2010 - 2015 (5 years)IAIFMG SECURITIES, INC. (CRD# 14416)2005 - 2006 (1 year)
License(s)

State Registrations

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Michigan 11/30/2016

Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
201 WEST BIG BEAVER ROAD SUITE 950, TROY, MI 48084
Registered with this firm since 11/30/2016

Previous Registration(s)
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07/07/2015 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) CLINTON TOWNSHIP, MI
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06/29/2010 - 09/02/2015 THE MUTUAL FUND STORE (CRD#:141810) STERLING HEIGHTS, MI
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03/25/2005 - 04/19/2006 IFMG SECURITIES, INC. (CRD#:14416) TROY, MI
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.