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KEVIN DAVID THOMPSON
KEVIN THOMPSON
CRD#: 3121373
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 3030 Mallory Ln
Franklin, TN 37067
Franklin, TN 37067
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Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 3/4/2020
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Massachusetts 3/8/2022
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Alabama 11/13/2020
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Michigan 1/15/2021
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Arizona 2/23/2022
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Mississippi 3/1/2021
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California 12/21/2020
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Nevada 1/31/2023
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Colorado 7/12/2022
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New Jersey 9/30/2020
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Connecticut 7/5/2022
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New Mexico 5/24/2024
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Florida 4/14/2021
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New York 11/5/2020
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Georgia 6/16/2021
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North Carolina 7/5/2022
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Illinois 5/4/2021
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Pennsylvania 9/13/2021
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Indiana 3/26/2021
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Tennessee 3/4/2020
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Kansas 6/22/2023
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Tennessee 3/4/2020
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Kentucky 5/4/2021
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Washington 10/28/2021
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Maryland 10/21/2021
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Wisconsin 2/9/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/4/2020
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Registered with this firm since 3/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2018 - 03/02/2020 | BRENTWOOD, TN | |
B | 06/13/2018 - 03/02/2020 | BRENTWOOD, TN | |
IA | 09/23/2009 - 04/20/2018 | NASHVILLE, TN | |
B | 09/23/2009 - 04/20/2018 | NASHVILLE, TN | |
IA | 06/20/2008 - 03/06/2009 | HENDERSONVILLE, TN | |
B | 06/20/2008 - 03/06/2009 | HENDERSONVILLE, TN | |
IA | 06/15/2007 - 06/10/2008 | NASHVILLE, TN | |
B | 06/20/2007 - 06/10/2008 | NASHVILLE, TN | |
B | 05/10/2005 - 02/09/2007 | NASHVILLE, TN | |
B | 06/08/2001 - 05/03/2005 | FRANKLIN, TN | |
B | 01/12/1999 - 05/09/2001 | MINNEAPOLIS, MN | |
B | 01/12/1999 - 05/09/2001 | MINNEAPOLIS, MN |
NASHVILLE, TN
06/15/2007 - 06/10/2008
NASHVILLE, TN
06/20/2007 - 06/10/2008
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.