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Detailed Report
ANDREW VINCENT ALDI III
CRD#: 3120758
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 BRIELLE, NJ
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 Brielle, NJ
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BCOLUMBIA MANAGEMENT DISTRIBUTO... (CRD# 30683)1999 - 2010 (10 years)BKEYPORT FINANCIAL SERVICES CORP. (CRD# 8127)1998 - 1999 (<1 year)IACOLUMBIA MANAGEMENT ADVISORS, LLC (CRD# 107900)2005 - 2010 (4 years)
License(s)

State Registrations

B
Alabama 10/29/2015
B
Montana 1/7/2014
B
Alaska 10/29/2015
IA
Montana 1/7/2014
B
Arizona 10/29/2015
B
Nebraska 1/7/2014
B
Arkansas 10/29/2015
IA
Nebraska 1/7/2014
IA
Arkansas 12/4/2015
B
Nevada 10/29/2015
B
California 10/29/2015
B
New Hampshire 10/29/2015
B
Colorado 1/7/2014
B
New Jersey 5/1/2010
IA
Colorado 1/8/2014
IA
New Jersey 5/1/2010
B
Connecticut 10/29/2015
B
New Mexico 10/29/2015
B
Delaware 10/29/2015
B
New York 5/24/2012
B
District of Columbia 10/29/2015
B
North Carolina 11/2/2015
B
Florida 10/29/2015
B
North Dakota 1/7/2014
B
Georgia 10/29/2015
IA
North Dakota 1/13/2014
B
Hawaii 10/29/2015
B
Ohio 1/7/2014
B
Idaho 10/29/2015
IA
Ohio 1/7/2014
B
Illinois 1/7/2014
B
Oklahoma 10/29/2015
IA
Illinois 1/8/2014
IA
Oklahoma 12/10/2015
B
Indiana 1/7/2014
B
Oregon 10/29/2015
IA
Indiana 1/13/2014
B
Pennsylvania 5/24/2012
B
Iowa 1/7/2014
IA
Pennsylvania 5/25/2012
IA
Iowa 1/13/2014
B
Puerto Rico 10/29/2015
B
Kansas 1/7/2014
B
Rhode Island 10/29/2015
IA
Kansas 1/14/2014
B
South Carolina 10/29/2015
B
Kentucky 1/7/2014
B
South Dakota 1/7/2014
IA
Kentucky 1/10/2014
IA
South Dakota 1/9/2014
B
Louisiana 10/29/2015
B
Tennessee 10/29/2015
IA
Louisiana 12/15/2015
B
Texas 10/29/2015
B
Maine 10/29/2015
B
Utah 10/29/2015
B
Maryland 10/29/2015
B
Vermont 10/29/2015
B
Massachusetts 10/29/2015
B
Virgin Islands 10/29/2015
B
Michigan 1/7/2014
B
Virginia 10/29/2015
IA
Michigan 1/8/2014
B
Washington 10/29/2015
B
Minnesota 1/7/2014
B
West Virginia 1/7/2014
IA
Minnesota 1/7/2014
IA
West Virginia 1/24/2014
B
Mississippi 10/29/2015
B
Wisconsin 1/7/2014
IA
Mississippi 12/15/2015
IA
Wisconsin 1/7/2014
B
Missouri 1/7/2014
B
Wyoming 1/7/2014
IA
Missouri 1/16/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
Brielle, NJ
Registered with this firm since 5/1/2010
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
BRIELLE, NJ
Registered with this firm since 5/1/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/21/2005 - 05/01/2010 COLUMBIA MANAGEMENT ADVISORS, LLC (CRD#:107900) BOSTON, MA
B
 07/28/1999 - 05/01/2010 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
B
 12/15/1998 - 07/28/1999 KEYPORT FINANCIAL SERVICES CORP. (CRD#:8127) WELLESLEY HILLS, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.