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Detailed Report
JOSH DOUGLAS HEDERICK
JOSH D HEDERICK
CRD#: 3120694
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Investment Adviser
PRIME CAPITAL FINANCIALCRD#: 288712 9121 Anson Way
Suite 200
Raleigh, NC 27615
Registration History
20002002200420062008201020122014201620182020202220242026IAPRIME CAPITAL FINANCIAL (CRD# 288712)2024 - Present (<1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - 2024 (7 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2016 - 2016 (<1 year)IATHE MUTUAL FUND STORE (CRD# 145374)2008 - 2016 (8 years)IATHE MUTUAL FUND STORE (CRD# 133682)2007 - 2008 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2002 (3 years)
License(s)

State Registrations

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North Carolina 9/27/2024
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Texas 9/27/2024
Current Registration(s)
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PRIME CAPITAL FINANCIAL (CRD#:288712)
9121 Anson Way Suite 200, Raleigh, NC 27615
Registered with this firm since 9/27/2024
Previous Registration(s)
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 11/30/2016 - 10/25/2024 EDELMAN FINANCIAL ENGINES (CRD#:104510) RALEIGH, NC
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 10/06/2016 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) RALEIGH, NC
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 04/16/2008 - 11/02/2016 THE MUTUAL FUND STORE (CRD#:145374) RALEIGH, NC
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 01/03/2007 - 04/22/2008 THE MUTUAL FUND STORE (CRD#:133682) FRANKLIN, TN
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 06/11/1999 - 10/24/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) RICHMOND, VA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.