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Detailed Report
ISMAIL FIDA BHARMAL
ISMAIEL FIDA BHARMAL, ISMAIL F BHARMAL
CRD#: 3120279
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 2082 BUSINESS CENTER DRIVE
#190
IRVINE, CA 92612
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)1999 - 2025 (26 years)IAAVANTAX ADVISORY SERVICES (CRD# 104556)2008 - 2025 (17 years)
License(s)

State Registrations

B
Arizona 1/24/2025
IA
California 1/24/2025
B
California 1/24/2025
B
Hawaii 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
2082 BUSINESS CENTER DRIVE #190, IRVINE, CA 92612
Registered with this firm since 1/24/2025
B
LPL ENTERPRISE, LLC (CRD#:8733)
2082 BUSINESS CENTER DRIVE #190, IRVINE, CA 92612
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 01/08/2008 - 01/21/2025 AVANTAX ADVISORY SERVICES (CRD#:104556) Irvine, CA
B
 01/10/1999 - 01/21/2025 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) Irvine, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.