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Joel Smith
JOEL PERRY SMITH III, JOEL PERRY SMITH
CRD#: 3118388
IA
Investment Adviser
B
Broker
JOEL SMITH & ASSOCIATES, LLCCRD#: 139972 3350 RIVERWOOD PKWY, SE
SUITE 1900
ATLANTA, GA 30339
CHELSEA FINANCIAL SERVICESCRD#: 47770 3350 Riverwood parkway
Atlanta, GA 30339
Registration History
199820002002200420062008201020122014201620182020202220242026BCHELSEA FINANCIAL SERVICES (CRD# 47770)2025 - Present (<1 year)IAJOEL SMITH & ASSOCIATES, LLC (CRD# 139972)2006 - Present (18 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2006 - 2024 (18 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 2006 (7 years)BFIRST INVESTORS CORPORATION (CRD# 305)1998 - 1998 (<1 year)IAFINANCIAL NETWORK CORPORATION (CRD# 136214)2005 - 2006 (<1 year)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2003 - 2006 (3 years)IAFINANCIAL NETWORK CORP (CRD# 110229)2003 - 2005 (2 years)
License(s)

State Registrations

IA
Georgia 7/5/2006

B
South Carolina 1/3/2025

B
Georgia 1/3/2025

B
Tennessee 1/3/2025

B
Maine 1/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHELSEA FINANCIAL SERVICES (CRD#:47770)
3350 Riverwood parkway, Atlanta, GA 30339
Registered with this firm since 1/3/2025

IA
JOEL SMITH & ASSOCIATES, LLC (CRD#:139972)
3350 RIVERWOOD PKWY, SE SUITE 1900, ATLANTA, GA 30339
Registered with this firm since 7/5/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/30/2006 - 12/31/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) ATLANTA, GA
IA
10/07/2005 - 07/11/2006 FINANCIAL NETWORK CORPORATION (CRD#:136214) ATLANTA, GA
IA
02/26/2003 - 07/03/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) ATLANTA, GA
B
04/08/1999 - 07/03/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) ATLANTA, GA
IA
04/30/2003 - 10/07/2005 FINANCIAL NETWORK CORP (CRD#:110229) ATLANTA, GA
B
09/10/1998 - 12/09/1998 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.