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Detailed Report
CORINE HATCH
CORINE HATEN, CORINE HUCKABY
CRD#: 3117544
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8991 E MOUNTAIN VIEW RD
SCOTTSDALE, AZ 85258
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2022 (10 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2012 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (5 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 4/18/2024
B
California 4/16/2024
IA
Arizona 4/18/2024
IA
California 4/16/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8991 E MOUNTAIN VIEW RD, SCOTTSDALE, AZ 85258
Registered with this firm since 4/16/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8991 E MOUNTAIN VIEW RD, SCOTTSDALE, AZ 85258
Registered with this firm since 4/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/17/2022 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
B
 11/17/2022 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
IA
 12/10/2012 - 10/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FOUNTAIN HILLS, AZ
B
 09/05/2012 - 10/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FOUNTAIN HILLS, AZ
B
 10/23/2009 - 06/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUN CITY, AZ
B
 02/02/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PHOENIX, AZ
B
 10/15/1998 - 05/02/2003 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.