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PAUL F TORRISI JR
PAUL F TORRISI, PAUL FRANCIS TORRISI JR, PAUL F TORRISI JR. JR
CRD#: 3117126
IA
B
MORGAN STANLEYCRD#: 149777 250 South Clinton Street
Suite 500
Syracuse, NY 13202
Suite 500
Syracuse, NY 13202
View By:
9/7/2010
Customer Dispute
Settled
State Registrations
B
Arizona 6/1/2009
B
Montana 6/29/2020
B
Arkansas 5/18/2020
B
Nevada 9/2/2016
B
California 6/1/2009
B
New Hampshire 9/13/2017
B
Colorado 6/9/2011
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 6/1/2009
B
Delaware 3/13/2019
B
New York 6/1/2009
B
District of Columbia 12/22/2016
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New York 6/16/2021
B
Florida 6/1/2009
B
North Carolina 6/1/2009
B
Georgia 6/27/2011
B
Ohio 6/1/2009
B
Hawaii 6/26/2020
B
Oregon 7/28/2015
B
Idaho 6/29/2020
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 2/8/2022
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 5/9/2023
B
Tennessee 3/22/2017
B
Kansas 3/31/2021
B
Texas 1/2/2018
B
Kentucky 3/16/2022
IA
Texas 5/20/2020
B
Louisiana 3/22/2017
B
Utah 6/26/2020
B
Maine 6/9/2011
B
Vermont 6/30/2011
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 2/20/2015
B
Michigan 6/1/2009
B
West Virginia 3/30/2023
B
Minnesota 2/20/2019
B
Wisconsin 5/13/2022
B
Mississippi 3/30/2023
B
Wyoming 3/30/2023
B
Missouri 9/3/2019
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 5/20/2020
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2014 - 12/31/2014 | SYRACUSE, NY | |
B | 11/28/2008 - 06/01/2009 | SYRACUSE, NY | |
IA | 01/14/2008 - 12/02/2008 | SYRACUSE, NY | |
B | 03/05/2001 - 12/02/2008 | SYRACUSE, NY | |
B | 06/10/1999 - 05/19/2000 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.