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TODD E BARTON
TODD EASTEN BARTON, TODD JOHNSON
CRD#: 3115844
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 515 LYELL DR STE 103
MODESTO, CA 95356
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (10 years)
Disclosure(s)
View By:
10/21/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/21/2022

B
Montana 10/21/2019

B
California 9/1/2016

B
Nevada 9/1/2016

IA
California 9/1/2016

B
North Carolina 1/6/2020

B
Colorado 9/1/2016

B
Oregon 9/1/2016

B
Idaho 9/1/2016

B
South Dakota 8/15/2024

B
Indiana 9/22/2022

B
Texas 5/23/2018

B
Kansas 9/1/2016

IA
Texas 5/24/2018

B
Minnesota 2/11/2020

B
Washington 9/1/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
515 LYELL DR STE 103, MODESTO, CA 95356
Registered with this firm since 9/1/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
515 LYELL DR STE 103, MODESTO, CA 95356
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 09/09/2016 MORGAN STANLEY (CRD#:149777) MODESTO, CA
B
06/01/2009 - 09/09/2016 MORGAN STANLEY (CRD#:149777) MODESTO, CA
IA
01/11/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MODESTO, CA
B
09/16/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MODESTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.