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SEAN MICHAEL COOK
CRD#: 3115493
IA
B
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 501 OFFICE CENTER DRIVE
SUITE 425
FORT WASHINGTON, PA 19034
SUITE 425
FORT WASHINGTON, PA 19034
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 4/7/2020
B
Michigan 10/7/2024
B
California 5/16/2013
B
New Jersey 5/16/2013
B
Colorado 5/10/2017
B
New York 5/16/2013
B
Connecticut 3/5/2025
B
North Carolina 5/16/2013
B
Delaware 5/16/2013
B
Pennsylvania 5/16/2013
B
Florida 5/16/2013
IA
Pennsylvania 5/16/2013
B
Illinois 5/11/2020
B
South Carolina 5/16/2013
B
Indiana 1/4/2016
B
Texas 5/16/2013
B
Maryland 10/28/2019
B
Virginia 5/16/2013
B
Massachusetts 5/16/2013
B
Washington 5/16/2013
SRO Registrations
B
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IA
Registered with this firm since 5/16/2013
B
Registered with this firm since 5/16/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/11/2012 - 05/16/2013 | FORT WASHINGTON, PA | |
IA | 06/01/2012 - 05/16/2013 | FORT WASHINGTON, PA | |
B | 06/01/2012 - 05/16/2013 | FORT WASHINGTON, PA | |
IA | 09/02/2009 - 06/01/2012 | FORT WASHINGTON, PA | |
B | 09/17/1998 - 06/01/2012 | FORT WASHINGTON, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.