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RUSSELL WILLIAM MAY
CRD#: 3114826
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2850 NORTH HARWOOD
18TH FLOOR
DALLAS, TX 75201
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2009 (10 years)2 FIRMS2009 - 2021 (11 years)2 FIRMS2021 - Present (4 years)
Disclosure(s)
View By:
3/6/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/29/2021

B
New Mexico 1/29/2021

B
Arkansas 1/29/2021

B
New York 1/29/2021

B
California 1/29/2021

B
North Carolina 1/29/2021

B
Colorado 1/29/2021

B
Ohio 1/29/2021

B
Delaware 1/29/2021

B
Oklahoma 2/1/2021

B
Florida 1/29/2021

B
Pennsylvania 6/9/2022

B
Georgia 1/29/2021

B
South Carolina 1/29/2021

B
Idaho 8/15/2024

B
Tennessee 1/29/2021

B
Illinois 1/29/2021

B
Texas 1/29/2021

B
Indiana 3/2/2023

IA
Texas 1/29/2021

B
Louisiana 1/29/2021

B
Washington 1/29/2021

B
Mississippi 1/29/2021

B
Wisconsin 3/6/2023

B
Missouri 1/29/2021

B
Wyoming 1/29/2021

B
New Jersey 1/29/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 1/29/2021

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 1/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2009 - 02/01/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
09/04/2009 - 02/01/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
10/22/1998 - 09/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
10/22/1998 - 09/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.