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Detailed Report
JEAN ANN FISHER
JEAN A FISHER
CRD#: 3113365
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST
STE 1700
FORT WORTH, TX 76102
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2008 (9 years)2 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 8/5/2024
B
Nebraska 5/2/2017
B
Arizona 5/2/2017
B
Nevada 11/14/2017
B
California 5/2/2017
B
New Jersey 5/2/2017
B
Colorado 11/14/2023
B
New Mexico 5/2/2017
B
Connecticut 5/2/2017
B
New York 5/2/2017
B
Delaware 5/2/2017
B
North Carolina 5/2/2017
B
District of Columbia 4/1/2019
B
Oklahoma 5/2/2017
B
Florida 5/2/2017
B
Oregon 1/30/2025
B
Georgia 5/2/2017
B
Pennsylvania 5/2/2017
B
Illinois 6/21/2024
B
South Carolina 5/2/2017
B
Iowa 3/6/2025
B
Tennessee 5/18/2022
B
Kansas 5/2/2017
B
Texas 5/2/2017
B
Maryland 5/2/2017
IA
Texas 5/2/2017
B
Massachusetts 5/2/2017
B
Utah 5/2/2017
B
Michigan 9/27/2024
B
Virginia 5/2/2017
B
Minnesota 4/5/2024
B
Washington 5/2/2017
B
Missouri 5/2/2017
B
Wisconsin 1/31/2019
B
Montana 5/4/2017
B
Wyoming 12/15/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 MAIN ST STE 1700, FORT WORTH, TX 76102
Registered with this firm since 5/2/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 MAIN ST STE 1700, FORT WORTH, TX 76102
Registered with this firm since 5/2/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/25/2008 - 05/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) FT. WORTH, TX
B
 04/25/2008 - 05/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) FT. WORTH, TX
IA
 11/25/1998 - 04/30/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
B
 10/15/1998 - 04/30/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.