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THOMAS PETER WAGUESPACK
TOM WAGUESPACK
CRD#: 3113201
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 400 Convention Street
Suite 400
Baton Rouge, LA 70802
Registration History
199820002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2010 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2006 (7 years)
License(s)

State Registrations

B
Alabama 6/1/2009

IA
Mississippi 4/9/2012

B
Alaska 6/1/2009

B
Missouri 2/15/2017

B
Arizona 9/20/2019

B
Nebraska 6/1/2009

B
Arkansas 6/1/2009

B
Nevada 7/5/2023

B
California 8/28/2015

B
New York 6/1/2009

B
Colorado 6/1/2009

B
North Carolina 6/1/2009

B
Florida 6/1/2009

B
Ohio 6/1/2009

B
Georgia 5/14/2015

B
Oklahoma 3/6/2023

B
Illinois 7/29/2016

B
Oregon 2/15/2017

B
Iowa 2/15/2017

B
Pennsylvania 3/6/2023

B
Kentucky 1/3/2024

B
South Carolina 1/6/2016

B
Louisiana 6/1/2009

B
Tennessee 6/1/2009

IA
Louisiana 11/12/2010

B
Texas 6/1/2009

B
Maine 9/12/2018

IA
Texas 4/23/2020

B
Maryland 2/15/2017

B
Utah 3/6/2023

B
Massachusetts 3/18/2019

B
Virginia 6/1/2009

B
Michigan 2/15/2017

B
Washington 6/1/2009

B
Mississippi 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
400 Convention Street Suite 400, Baton Rouge, LA 70802
Registered with this firm since 11/12/2010

B
MORGAN STANLEY (CRD#:149777)
400 Convention Street Suite 400, Baton Rouge, LA 70802
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BATON ROUGE, LA
B
10/15/1998 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.