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LESLEY LEONORA LEGENESS
LESLEY L JONES, LESLEY LEONORA JONES
CRD#: 3112915
IA
B
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Suite 2000
Los Angeles, CA 90024
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 2/18/2016
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 12/19/2014
B
Arizona 8/12/2011
B
New Hampshire 5/25/2022
B
Arkansas 3/15/2019
B
New Jersey 8/12/2011
B
California 6/1/2009
B
New Mexico 12/19/2014
IA
California 6/1/2009
B
New York 8/12/2011
B
Colorado 10/23/2013
B
North Carolina 3/15/2019
B
Connecticut 8/12/2011
B
North Dakota 3/15/2019
B
Delaware 8/12/2011
B
Ohio 12/16/2020
B
District of Columbia 12/15/2020
B
Oklahoma 12/15/2020
B
Florida 8/12/2011
B
Oregon 8/12/2011
B
Georgia 8/12/2011
B
Pennsylvania 12/15/2020
B
Hawaii 12/19/2014
B
Puerto Rico 3/15/2019
B
Idaho 8/12/2011
B
Rhode Island 3/15/2019
B
Illinois 8/12/2011
B
South Carolina 3/15/2019
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 12/15/2020
B
Tennessee 12/15/2020
B
Kansas 12/15/2020
B
Texas 8/12/2011
B
Kentucky 5/25/2022
IA
Texas 2/11/2014
B
Louisiana 5/25/2022
B
Utah 8/12/2011
B
Maine 8/12/2011
B
Vermont 5/25/2022
B
Maryland 8/12/2011
B
Virgin Islands 5/25/2022
B
Massachusetts 8/12/2011
B
Virginia 11/15/2013
B
Michigan 12/15/2020
B
Washington 8/12/2011
B
Minnesota 3/15/2019
B
West Virginia 12/15/2020
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 12/15/2020
B
Wyoming 5/25/2022
B
Montana 5/26/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2008 - 06/01/2009 | BEVERLY HILLS, CA | |
B | 04/02/2007 - 06/01/2009 | BEVERLY HILLS, CA | |
B | 03/05/2007 - 04/02/2007 | BEVERLY HILLS, CA | |
B | 01/03/2003 - 03/09/2007 | LOS ANGELES, CA | |
B | 09/21/2000 - 01/03/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.