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KRISTIE ANN ELSTROM
KRISTI SORCE, KRISTIE ANN SORCE, KRISTIE ANN SORCE-ELSTROM
CRD#: 3112677
IA
Investment Adviser
B
Broker
BANKERS LIFE ADVISORY SERVICES, INC.CRD#: 281285 Chicago, IL
BANKERS LIFE SECURITIES, INC.CRD#: 173962 Chicago, IL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2018 (11 years)2 FIRMS2019 - Present (6 years)BBMO INVESTMENT DISTRIBUTORS, LLC (CRD# 146711)2015 - 2019 (4 years)BVISION INVESTMENT SERVICES, INC. (CRD# 46609)2001 - 2007 (6 years)BABN AMRO FINANCIAL SERVICES, INC. (CRD# 20373)1999 - 2001 (1 year)BHARRIS INVESTORS DIRECT, INC. (CRD# 17664)1998 - 1999 (1 year)IABMO ASSET MANAGEMENT CORP. (CRD# 106466)2018 - 2019 (<1 year)
License(s)

State Registrations

B
Illinois 2/11/2019

IA
Illinois 2/11/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
BANKERS LIFE SECURITIES, INC. (CRD#:173962)
Chicago, IL
Registered with this firm since 2/11/2019

IA
BANKERS LIFE ADVISORY SERVICES, INC. (CRD#:281285)
Chicago, IL
Registered with this firm since 2/11/2019

Previous Registration(s)
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IA
05/22/2018 - 02/11/2019 BMO ASSET MANAGEMENT CORP. (CRD#:106466) CHICAGO, IL
B
02/05/2015 - 02/11/2019 BMO INVESTMENT DISTRIBUTORS, LLC (CRD#:146711) CHICAGO, IL
IA
05/31/2007 - 05/22/2018 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) CHICAGO, IL
B
05/30/2007 - 05/22/2018 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
B
02/12/2001 - 05/21/2007 VISION INVESTMENT SERVICES, INC. (CRD#:46609) ROSEMONT, IL
B
11/18/1999 - 02/07/2001 ABN AMRO FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
10/15/1998 - 11/08/1999 HARRIS INVESTORS DIRECT, INC. (CRD#:17664) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.