Individual Firm
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KIMBERLY DAWN SMITH
KIMBERLY DAWN BOHLEN, KIMBERLY DAWN THORNHILL
CRD#: 3112353
IA
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SOWELL MANAGEMENTCRD#: 127145 903 N. 47th Street Suite 101
Rogers, AR 72756
Rogers, AR 72756
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10/19/2017
Regulatory
Final
State Registrations
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Arkansas 8/13/2024
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Registered with this firm since 8/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/13/2018 - 07/30/2024 | Fayetteville, AR | |
B | 11/09/2018 - 07/30/2024 | FAYETTEVILLE, AR | |
IA | 09/04/2014 - 08/22/2017 | ROGERS, AR | |
B | 09/04/2014 - 08/22/2017 | ROGERS, AR | |
IA | 07/23/2009 - 09/05/2014 | ROGERS, AR | |
B | 12/15/2003 - 09/05/2014 | ROGERS, AR | |
B | 02/26/2003 - 12/17/2003 | MEMPHIS, TN |
Fayetteville, AR
11/13/2018 - 07/30/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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