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Detailed Report
Tammie Lin Thomas
TAMMIE LIN BOZARTH
CRD#: 3112218
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 280 HEMSTED DR SUITE 105
REDDING, CA 96002-0934
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2007 (7 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1998 - 1999 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2007 (6 years)
License(s)

State Registrations

B
Arizona 6/7/2007
B
Missouri 7/19/2024
B
California 6/7/2007
B
Nevada 6/7/2007
IA
California 6/7/2007
B
Ohio 2/15/2024
B
Florida 5/9/2019
B
Oregon 6/7/2007
B
Hawaii 11/26/2018
B
Pennsylvania 5/29/2014
B
Idaho 7/20/2015
B
Texas 2/21/2019
B
Illinois 11/13/2024
IA
Texas 2/25/2019
B
Maryland 4/12/2013
B
Utah 3/22/2022
B
Massachusetts 8/29/2023
B
Virginia 11/22/2024
B
Michigan 12/4/2024
B
Washington 8/12/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
280 HEMSTED DR SUITE 105, REDDING, CA 96002-0934
Registered with this firm since 6/7/2007
B
EDWARD JONES (CRD#:250)
280 HEMSTED DR SUITE 105, REDDING, CA 96002-0934
Registered with this firm since 6/7/2007
Previous Registration(s)
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IA
 03/30/2001 - 06/13/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) REDDING, CA
B
 07/21/1999 - 06/13/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) REDDING, CA
B
 10/29/1998 - 07/03/1999 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.