Individual Firm
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JUAN ANTONIO BRUNO
CRD#: 3112177
IA
B
KOVACK ADVISORS, INC.CRD#: 140808 3000 N University Drive
Suite D
Coral Springs, FL 33065
Suite D
Coral Springs, FL 33065
KOVACK SECURITIES INC.CRD#: 44848 3000 N University Drive
Suite D
Coral Springs, FL 33065
Suite D
Coral Springs, FL 33065
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 2/23/2024
B
New York 6/10/2022
B
Florida 2/24/2015
B
North Carolina 4/24/2020
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Florida 3/21/2018
B
Puerto Rico 2/24/2015
B
Georgia 9/1/2021
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Puerto Rico 3/19/2018
B
Louisiana 2/7/2025
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Texas 7/13/2018
B
New Jersey 2/24/2015
B
Virginia 2/27/2024
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 3/19/2018
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Registered with this firm since 2/24/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/25/2007 - 02/26/2015 | CORAL SPRINGS, FL | |
B | 06/27/2002 - 05/29/2007 | PLANTATION, FL | |
B | 12/07/1999 - 06/13/2002 | FORT WAYNE, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.