• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAIME TADASHI FUKUMAE
CRD#: 3111937
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 3400 Mt. Diablo Blvd., Suite 17
Lafayette, CA 94549
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 3400 Mt. Diablo Blvd., Suite 17
Lafayette, CA 94549
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2011 (12 years)2 FIRMS2011 - 2016 (5 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 11/11/2024

B
Texas 11/11/2024

B
California 11/11/2024

IA
Texas 11/11/2024

IA
California 11/12/2024

B
Virginia 11/11/2024

B
Hawaii 11/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
3400 Mt. Diablo Blvd., Suite 17, Lafayette, CA 94549
Registered with this firm since 11/11/2024

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
3400 Mt. Diablo Blvd., Suite 17, Lafayette, CA 94549
Registered with this firm since 11/11/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/27/2016 - 11/13/2024 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, CA
B
06/27/2016 - 11/13/2024 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, CA
IA
01/19/2011 - 06/27/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) LAFAYETTE, CA
B
01/18/2011 - 06/27/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) LAFAYETTE, CA
IA
11/12/1998 - 01/19/2011 1ST GLOBAL ADVISORS INC (CRD#:111133) LAFAYETTE, CA
B
09/09/1998 - 01/19/2011 1ST GLOBAL CAPITAL CORP. (CRD#:30349) LAFAYETTE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.