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Detailed Report
MEGAN NIELSEN COURTNEY
MEGANNIELSEN COURTNEY, MEGAN ELIZABETH NIELSEN, MEGAN ELIZABETH TAGE
CRD#: 3111796
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Avenue
15th Floor
Miami, FL 33131
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)1998 - 2018 (19 years)
License(s)

State Registrations

B
Alabama 6/19/2018
B
Montana 6/19/2018
B
Alaska 6/19/2018
B
Nebraska 6/19/2018
B
Arizona 6/19/2018
B
Nevada 6/19/2018
B
Arkansas 6/19/2018
B
New Hampshire 6/19/2018
B
California 6/19/2018
B
New Jersey 6/19/2018
B
Colorado 6/19/2018
B
New Mexico 6/19/2018
B
Connecticut 6/19/2018
B
New York 6/19/2018
B
Delaware 6/19/2018
B
North Carolina 6/19/2018
B
District of Columbia 6/19/2018
B
North Dakota 6/19/2018
B
Florida 6/19/2018
B
Ohio 6/20/2018
IA
Florida 11/26/2018
B
Oklahoma 6/19/2018
B
Georgia 6/19/2018
B
Oregon 6/19/2018
B
Hawaii 6/19/2018
B
Pennsylvania 6/19/2018
B
Idaho 6/19/2018
B
Puerto Rico 6/19/2018
B
Illinois 6/19/2018
B
Rhode Island 6/19/2018
B
Indiana 6/19/2018
B
South Carolina 6/19/2018
B
Iowa 6/19/2018
B
South Dakota 6/19/2018
B
Kansas 6/19/2018
B
Tennessee 6/19/2018
B
Kentucky 6/19/2018
B
Texas 6/19/2018
B
Louisiana 6/19/2018
B
Utah 6/19/2018
B
Maine 6/19/2018
B
Vermont 6/19/2018
B
Maryland 6/19/2018
B
Virgin Islands 6/19/2018
B
Massachusetts 6/19/2018
B
Virginia 6/19/2018
B
Michigan 6/19/2018
B
Washington 6/19/2018
B
Minnesota 6/19/2018
B
West Virginia 6/19/2018
B
Mississippi 6/19/2018
B
Wisconsin 6/19/2018
B
Missouri 6/19/2018
B
Wyoming 6/19/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Avenue 15th Floor, Miami, FL 33131
Coral Gables, FL
Registered with this firm since 11/26/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Avenue 15th Floor, Miami, FL 33131
Coral Gables, FL
Registered with this firm since 6/19/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/27/1998 - 06/14/2018 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.