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CATHERINE MARGARET BEATTIE
CATHERINE BEATTLE
CRD#: 3111783
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)
License(s)

State Registrations

B
Alabama 3/31/2023

B
Montana 9/1/2017

B
Arizona 10/17/2005

B
Nevada 7/5/2001

B
California 7/5/2001

B
New Jersey 10/31/2007

B
Colorado 7/5/2001

B
New Mexico 10/31/2007

B
District of Columbia 6/18/2024

B
New York 7/5/2001

B
Florida 7/9/2001

B
North Carolina 7/9/2001

B
Georgia 7/5/2001

B
Ohio 7/6/2001

B
Hawaii 3/1/2021

B
Pennsylvania 7/5/2001

B
Illinois 7/5/2001

B
Rhode Island 1/16/2025

B
Indiana 7/5/2001

B
South Carolina 12/21/2009

B
Iowa 3/24/2023

B
Tennessee 6/7/2010

B
Kansas 3/24/2023

B
Texas 7/5/2001

B
Kentucky 11/16/2009

IA
Texas 7/5/2001

B
Louisiana 10/31/2007

B
Utah 1/3/2024

B
Maryland 5/2/2012

B
Vermont 6/25/2008

B
Massachusetts 10/31/2007

B
Virginia 4/26/2010

B
Michigan 3/6/2007

B
Washington 3/24/2023

IA
Michigan 5/5/2014

B
Wisconsin 4/26/2010

B
Minnesota 7/10/2001

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 7/5/2001

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 5/24/2001

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.