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Detailed Report
NASHA ANGELLA KNOWLES
NASHA A DIXON, NASHA ANGELLA DIXON, NASHA A DIXON-KNOWLES, NASHA A KNOWLES, NASHA ANGELLA Knowles…
CRD#: 3111229
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 780 JOHNSON FERRY ROAD
SUITE 600
ATLANTA, GA 30342
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - 2006 (4 years)2 FIRMS2006 - 2014 (7 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 2000 (1 year)
Disclosure(s)
View By:
9/5/2023
Financial
Final
9/5/2023
Financial
Final
License(s)

State Registrations

B
Arizona 12/14/2021
B
Missouri 9/14/2023
IA
Arizona 12/23/2021
IA
Missouri 9/19/2023
B
California 12/14/2021
B
North Carolina 12/14/2021
IA
California 12/14/2021
IA
North Carolina 12/15/2021
B
Florida 7/10/2023
B
Ohio 3/9/2022
IA
Florida 7/12/2023
IA
Ohio 3/15/2022
B
Georgia 12/14/2021
B
Texas 1/18/2022
IA
Georgia 12/16/2021
IA
Texas 1/19/2022
B
Maryland 10/6/2022
B
Virginia 12/14/2021
IA
Maryland 10/11/2022
IA
Virginia 12/16/2021
B
Michigan 9/7/2022
B
Wisconsin 12/14/2021
IA
Michigan 9/29/2022
IA
Wisconsin 12/15/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
780 JOHNSON FERRY ROAD SUITE 600, ATLANTA, GA 30342
CONYERS, GA
Registered with this firm since 12/14/2021
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
780 JOHNSON FERRY ROAD SUITE 600, ATLANTA, GA 30342
CONYERS, GA
Registered with this firm since 12/14/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/02/2014 - 12/20/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
 05/02/2014 - 12/20/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
 11/29/2006 - 05/05/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 11/22/2006 - 05/05/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
 06/03/2002 - 11/08/2006 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
B
 06/03/2002 - 11/08/2006 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
B
 02/09/2000 - 06/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
IA
 02/09/2000 - 06/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) MIAMI, FL
B
 09/03/1998 - 01/19/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.