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Detailed Report
Christopher A Lundgren
CHRIS LUNDGREN, CHRISTOPHER ANDERS LUNDGREN
CRD#: 3111013
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 227 West Monroe Street
Suite 3400
Chicago, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2021 (11 years)2 FIRMS2021 - Present (4 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2000 - 2008 (8 years)BGOLDMAN, SACHS & CO. (CRD# 361)1998 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 1/14/2021
B
Minnesota 9/15/2022
B
California 1/14/2021
B
Nebraska 1/14/2021
B
Connecticut 1/14/2021
B
New York 1/14/2021
B
Florida 1/14/2021
B
North Carolina 1/14/2021
B
Illinois 1/14/2021
B
Pennsylvania 9/5/2023
IA
Illinois 1/14/2021
B
Virginia 1/14/2021
B
Massachusetts 9/19/2024
B
Washington 1/14/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
227 West Monroe Street Suite 3400, Chicago, IL 60606
Registered with this firm since 1/14/2021
B
MORGAN STANLEY (CRD#:149777)
227 West Monroe Street Suite 3400, Chicago, IL 60606
Registered with this firm since 1/14/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/21/2009 - 02/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
 08/21/2009 - 02/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
 06/01/2009 - 08/24/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CHICAGO, IL
B
 06/01/2009 - 08/24/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CHICAGO, IL
IA
 06/04/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 06/03/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 03/21/2000 - 06/05/2008 BEAR, STEARNS & CO. INC. (CRD#:79) CHICAGO, IL
B
 09/29/1998 - 04/07/2000 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.