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Joseph Mitchell Cothron
CRD#: 3110912
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
153 EAST 53RD ST., 23RD, 24TH, 25TH FLS
NEW YORK, NY 10022
Registration History
199820002002200420062008201020122014201620182020202220243 FIRMS2019 - Present (5 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2011 - 2019 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2011 (4 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2007 (5 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1999 - 2001 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1998 - 1999 (1 year)
License(s)

State Registrations

B
Alabama 11/14/2019

B
Nevada 11/14/2019

B
Alaska 11/14/2019

B
New Hampshire 11/14/2019

B
Arizona 11/14/2019

B
New Jersey 11/14/2019

B
Arkansas 11/14/2019

IA
New Jersey 11/22/2019

B
California 11/14/2019

B
New Mexico 11/14/2019

B
Colorado 11/14/2019

B
New York 11/14/2019

B
Connecticut 11/14/2019

IA
New York 8/17/2021

B
Delaware 11/14/2019

B
North Carolina 11/14/2019

B
District of Columbia 11/14/2019

B
North Dakota 11/14/2019

B
Florida 11/14/2019

B
Ohio 11/14/2019

B
Georgia 11/14/2019

B
Oklahoma 11/14/2019

B
Hawaii 11/14/2019

B
Oregon 11/14/2019

B
Idaho 11/14/2019

B
Pennsylvania 11/14/2019

B
Illinois 11/14/2019

B
Puerto Rico 11/14/2019

B
Indiana 11/14/2019

B
Rhode Island 11/14/2019

B
Iowa 11/14/2019

B
South Carolina 11/14/2019

B
Kansas 11/14/2019

B
South Dakota 11/14/2019

B
Kentucky 11/14/2019

B
Tennessee 11/14/2019

B
Louisiana 11/14/2019

B
Texas 11/14/2019

B
Maine 11/14/2019

B
Utah 11/14/2019

B
Maryland 11/14/2019

B
Vermont 11/14/2019

B
Massachusetts 11/14/2019

B
Virgin Islands 11/14/2019

B
Michigan 11/14/2019

B
Virginia 11/14/2019

B
Minnesota 11/14/2019

B
Washington 11/14/2019

B
Mississippi 11/14/2019

B
West Virginia 11/14/2019

B
Missouri 11/14/2019

B
Wisconsin 11/14/2019

B
Montana 11/14/2019

B
Wyoming 11/14/2019

B
Nebraska 11/14/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 153 EAST 53RD ST., 23RD, 24TH, 25TH FLS, NEW YORK, NY 10022
Woodcliff Lake, NJ
Registered with this firm since 11/22/2019

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 153 EAST 53RD ST., 23RD, 24TH, 25TH FLS, NEW YORK, NY 10022
Woodcliff Lake, NJ
Registered with this firm since 11/14/2019

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 153 EAST 53RD ST., 23RD, 24TH, 25TH FLS, New York, NY 10022
Registered with this firm since 11/14/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/13/2011 - 11/14/2019 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
05/29/2007 - 06/15/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/29/2001 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
B
09/28/1999 - 04/26/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
09/22/1998 - 09/14/1999 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.