• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER ZIGMUND BARRA
CHRIS BARRA
CRD#: 3107721
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2121 Rosecrans Avenue
Suite 1300
El Segunda, CA 90245
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BGOLDMAN, SACHS & CO. (CRD# 361)1998 - 2007 (8 years)
License(s)

State Registrations

B
Arizona 7/24/2007

B
New York 7/24/2007

B
California 7/24/2007

B
North Carolina 10/18/2023

IA
California 8/6/2007

B
Ohio 10/6/2015

B
Colorado 10/17/2011

B
Oregon 4/17/2012

B
Connecticut 7/24/2007

B
Pennsylvania 6/27/2013

B
Delaware 3/8/2022

B
South Dakota 3/27/2018

B
District of Columbia 7/24/2007

B
Tennessee 11/11/2021

B
Florida 7/31/2013

B
Texas 1/25/2016

B
Illinois 2/14/2022

IA
Texas 8/29/2016

B
Iowa 12/12/2011

B
Utah 5/8/2018

B
Louisiana 2/8/2023

B
Virginia 7/24/2007

B
Massachusetts 9/15/2016

B
Washington 3/31/2014

B
Minnesota 5/14/2013

B
Wisconsin 8/14/2024

B
Missouri 10/24/2023

B
Wyoming 11/10/2021

B
Nevada 7/24/2007

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245
Registered with this firm since 8/6/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245
Registered with this firm since 7/24/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/15/1998 - 08/28/2007 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.