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TARA ELLEN HAMMACK
TARA E HAMMACK
CRD#: 3106809
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 EDWARDS ST
SHREVEPORT, LA 71101
SHREVEPORT, LA 71101
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alabama 1/3/2023
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Mississippi 1/5/2023
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Arizona 1/3/2023
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Missouri 1/3/2023
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Arkansas 4/8/2022
B
New Jersey 1/3/2023
B
California 4/8/2022
B
New Mexico 4/8/2022
B
Colorado 4/8/2022
B
New York 4/8/2022
B
Connecticut 1/3/2023
B
North Carolina 1/3/2023
B
Delaware 1/3/2023
B
Ohio 1/3/2023
B
District of Columbia 1/3/2023
B
Oklahoma 1/3/2023
B
Florida 1/3/2023
B
Oregon 1/3/2023
B
Georgia 1/5/2023
B
Pennsylvania 1/3/2023
B
Hawaii 1/6/2023
B
South Carolina 1/3/2023
B
Illinois 1/3/2023
B
South Dakota 2/28/2023
B
Iowa 10/15/2024
B
Tennessee 4/8/2022
B
Kansas 1/3/2023
B
Texas 4/8/2022
B
Kentucky 1/3/2023
IA
Texas 4/8/2022
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Louisiana 4/8/2022
B
Utah 3/7/2024
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Louisiana 4/8/2022
B
Virginia 1/3/2023
B
Maryland 4/8/2022
B
Washington 1/3/2023
B
Massachusetts 1/3/2023
SRO Registrations
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IA
Registered with this firm since 4/8/2022
B
Registered with this firm since 4/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2013 - 04/14/2022 | SHREVEPORT, LA | |
B | 11/18/2013 - 04/14/2022 | SHREVEPORT, LA | |
IA | 09/03/2010 - 11/08/2013 | FORT LAUDERDALE, FL | |
B | 07/29/2010 - 11/08/2013 | FORT LAUDERDALE, FL | |
B | 05/22/2001 - 04/22/2002 | ATLANTA, GA | |
B | 02/10/1999 - 05/25/1999 | NEW YORK, NY |
FORT LAUDERDALE, FL
09/03/2010 - 11/08/2013
FORT LAUDERDALE, FL
07/29/2010 - 11/08/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.