• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Shane William Cooney
CRD#: 3106266
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 10 N. Washington Ave.
Suite 300
Mason City, IA 50401
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1999 (1 year)2 FIRMS2006 - Present (18 years)BPIPER JAFFRAY & CO. (CRD# 665)1999 - 2006 (6 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2000 - 2001 (<1 year)IAPIPER JAFFRAY & CO. (CRD# 665)2000 - 2006 (6 years)
License(s)

State Registrations

B
Alabama 4/18/2022

B
Nebraska 2/29/2024

B
Arizona 7/14/2006

B
New Jersey 12/11/2024

B
Arkansas 5/24/2007

B
New Mexico 7/2/2021

B
California 5/24/2007

B
New York 3/6/2012

B
Colorado 7/14/2006

B
Ohio 5/25/2007

B
Florida 6/19/2007

B
Oklahoma 11/24/2023

B
Georgia 3/8/2013

B
Oregon 9/7/2022

B
Hawaii 6/16/2020

B
South Dakota 1/18/2024

B
Illinois 10/12/2010

B
Texas 4/26/2007

B
Indiana 12/11/2024

IA
Texas 5/9/2007

B
Iowa 7/14/2006

B
Utah 7/2/2024

IA
Iowa 7/17/2006

B
Vermont 6/5/2008

B
Michigan 10/11/2010

B
Virginia 3/15/2017

B
Minnesota 7/14/2006

B
Wisconsin 4/26/2007

B
Missouri 10/11/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
10 N. Washington Ave. Suite 300, Mason City, IA 50401
Registered with this firm since 7/17/2006

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
10 N. Washington Ave. Suite 300, Mason City, IA 50401
Registered with this firm since 7/14/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/10/2000 - 07/21/2006 PIPER JAFFRAY & CO. (CRD#:665) MASON CITY, IA
B
08/24/1999 - 07/21/2006 PIPER JAFFRAY & CO. (CRD#:665) MASON CITY, IA
B
12/08/2000 - 09/04/2001 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
09/11/1998 - 09/01/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/11/1998 - 08/25/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.