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Benjamin H Taylor III
BEN TAYLOR, BENJAMIN H (III) TAYLOR, BENJAMIN HARRISON TAYLOR III
CRD#: 3105189
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17802 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (26 years)
Disclosure(s)
View By:
3/26/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 11/30/1998

B
Oklahoma 1/9/2015

B
Connecticut 7/13/2011

B
Oregon 8/14/2012

B
Florida 12/1/1998

B
Pennsylvania 8/27/2003

B
Georgia 12/19/2024

B
South Carolina 4/18/2005

B
Illinois 11/30/1998

B
Tennessee 12/3/1998

B
Indiana 11/30/1998

B
Texas 10/29/1998

B
Kansas 11/30/1998

IA
Texas 10/29/1998

B
Maryland 3/14/2006

B
Utah 7/16/2007

B
Massachusetts 5/2/2012

B
Virginia 1/16/2008

B
Missouri 3/5/2009

B
Washington 7/18/2018

B
New Mexico 1/7/2004

B
Wisconsin 9/10/2022

B
New York 5/5/2008

B
Wyoming 1/21/2015

B
North Carolina 9/1/1999

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Helotes, TX
Registered with this firm since 10/29/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Helotes, TX
Registered with this firm since 10/14/1998

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.