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Detailed Report
CHRISTOPHER THOMAS PANTANO
CHRIS PANTANO
CRD#: 3103725
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 333 S GARLAND AVE
FL 17
ORLANDO, FL 32801
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 333 S GARLAND AVE
FL 17
ORLANDO, FL 32801
Registration History
199820002002200420062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - Present (22 years)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 2001 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2016 (10 years)
License(s)

State Registrations

B
Florida 8/12/2002
B
Ohio 4/22/2013
IA
Florida 9/12/2016
B
Oklahoma 7/19/2012
B
Georgia 12/18/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
333 S GARLAND AVE FL 17, ORLANDO, FL 32801
Registered with this firm since 9/12/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
333 S GARLAND AVE FL 17, ORLANDO, FL 32801
ORLANDO, FL
Registered with this firm since 8/12/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/02/2006 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CORAL GABLES, FL
B
 08/20/1998 - 01/12/2001 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.