Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN THOMAS THOMAS TURNER
J T TURNER, J. THOMAS TURNER, JOHN THOMAS TURNER, THOMAS TURNER, TOMMY TURNER…
CRD#: 3103054
IA
B
MORGAN STANLEYCRD#: 149777 340 Jesse Jewell Parkway
Suite 550
Gainesville, GA 30501
Suite 550
Gainesville, GA 30501
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 10/1/2021
B
Nebraska 10/1/2021
B
California 10/1/2021
B
New York 10/1/2021
B
Colorado 10/1/2021
B
North Carolina 10/1/2021
B
Florida 10/1/2021
B
Ohio 10/1/2021
B
Georgia 10/1/2021
B
Oklahoma 9/25/2023
IA
Georgia 10/5/2021
B
Pennsylvania 10/1/2021
B
Illinois 10/1/2021
B
South Carolina 10/1/2021
B
Indiana 10/1/2021
B
Tennessee 10/1/2021
B
Kansas 2/14/2022
B
Texas 10/1/2021
B
Kentucky 10/1/2021
IA
Texas 10/1/2021
B
Maryland 10/1/2021
B
Virginia 10/1/2021
B
Michigan 2/7/2022
B
Washington 10/1/2021
B
Montana 5/15/2023
B
West Virginia 2/14/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2021
B
Registered with this firm since 10/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2004 - 10/04/2021 | GREENVILLE, SC | |
B | 04/11/2002 - 10/04/2021 | GREENVILLE, SC | |
B | 10/23/1998 - 03/25/2002 | ROSWELL, GA |
GREENVILLE, SC
03/25/2004 - 10/04/2021
GREENVILLE, SC
04/11/2002 - 10/04/2021
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.