View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 06/15/2016 - 10/27/2016 | PLANO, TX | |
B | 06/15/2016 - 10/27/2016 | PLANO, TX | |
B | 06/13/2014 - 01/13/2016 | NEWARK, NJ | |
IA | 06/01/2009 - 06/30/2014 | PLANO, TX | |
B | 06/01/2009 - 06/30/2014 | PLANO, TX | |
IA | 04/16/2009 - 06/01/2009 | PLANO, TX | |
B | 04/16/2009 - 06/01/2009 | PLANO, TX | |
IA | 07/01/2003 - 04/17/2009 | PLANO, TX | |
B | 07/01/2003 - 04/17/2009 | PLANO, TX | |
IA | 05/24/2001 - 07/01/2003 | PLANO, TX | |
B | 05/24/2001 - 07/01/2003 | NEW YORK, NY | |
B | 09/01/1999 - 07/25/2001 | PURCHASE, NY |