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Detailed Report
MICHAEL DANIEL WENTLAND
MICHAEL DANIEL WENTLAND MR
CRD#: 3102560
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 Wisconsin Dells, WI
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2005 - 2006 (<1 year)BM&I BROKERAGE SERVICES, INC. (CRD# 16517)1999 - 2005 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (1 year)
License(s)

State Registrations

B
Arizona 11/13/2013
B
Missouri 8/18/2008
B
California 11/13/2013
B
Nevada 7/18/2006
B
Colorado 3/18/2015
B
North Carolina 10/26/2021
B
Florida 11/20/2007
B
Ohio 1/2/2008
B
Illinois 5/19/2006
B
Washington 9/23/2008
B
Maryland 8/7/2006
B
Wisconsin 5/19/2006
B
Minnesota 5/19/2006
IA
Wisconsin 5/19/2006
B
Mississippi 8/7/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
Wisconsin Dells, WI
Registered with this firm since 5/19/2006
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
Wisconsin Dells, WI
Registered with this firm since 5/19/2006
Previous Registration(s)
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B
 09/20/2005 - 05/23/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) NEW LISBON, WI
B
 10/28/1999 - 07/18/2005 M&I BROKERAGE SERVICES, INC. (CRD#:16517) MILWAUKEE, WI
B
 08/27/1998 - 10/25/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.