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Edward A Raffoni
CRD#: 3101836
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 Westminster Street Suite 1002
Providence, RI 02903
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2023 (<1 year)BDOWNER & COMPANY (CRD# 22095)2005 - 2009 (3 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1999 - 2000 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - 2023 (<1 year)
License(s)

State Registrations

B
California 7/13/2023

B
Pennsylvania 7/13/2023

B
Connecticut 7/13/2023

B
Rhode Island 7/13/2023

B
Florida 7/13/2023

IA
Rhode Island 7/13/2023

B
Maine 7/13/2023

B
South Carolina 7/13/2023

B
Massachusetts 7/13/2023

B
Texas 7/13/2023

B
New Hampshire 7/13/2023

IA
Texas 9/12/2023

B
New Jersey 7/13/2023

B
Utah 7/13/2023

B
New York 7/13/2023

B
Vermont 7/13/2023

B
North Carolina 7/18/2023

B
Virginia 7/13/2023

B
Ohio 7/13/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 Westminster Street Suite 1002, Providence, RI 02903
Registered with this firm since 7/13/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 Westminster Street Suite 1002, Providence, RI 02903
Registered with this firm since 7/13/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/20/2023 - 07/14/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
B
11/30/2022 - 07/14/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
B
04/05/2005 - 01/08/2009 DOWNER & COMPANY (CRD#:22095) BOSTON, MA
B
01/01/1999 - 04/18/2000 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.